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学者姓名：胡谍
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Abstract ：
本研究基于合作的收益和风险,利用 1980 年—2017 年的美国医药发明专利数据进行实证分析,探索发明人外部合作网络对核心技术和颠覆性技术形成的不同影响.研究表明,发明人外部直接合作对核心技术和颠覆性技术的形成均存在"倒U型"作用,但效果有所差异:在达到最优外部直接合作数量("倒U型"拐点)之前,外部直接合作对核心技术的正向作用强于对颠覆性技术的正向作用,达到最优合作数量("倒U型"拐点)之后,外部直接合作对核心技术的负向作用强于对颠覆性技术的负向作用;发明人外部间接合作对核心技术的形成存在负向作用,对颠覆性技术的形成存在正向作用;外部间接合作会减弱外部直接合作与核心技术的"倒U型"曲线关系,增强外部直接合作与颠覆性技术的"倒U型"曲线关系.研究结论从合作的收益与风险视角为管理者有效利用发明人外部合作网络来促成不同类型技术创新的产生提供决策参考.
Keyword ：
发明人外部合作网络 发明人外部合作网络 收益与风险 收益与风险 核心技术 核心技术 颠覆性技术 颠覆性技术
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| GB/T 7714 | 胡谍 , 佘茂艳 , 杨雪 et al. 合作的收益与风险:发明人外部合作网络对核心技术和颠覆性技术形成的不同影响 [J]. | 管理工程学报 , 2025 , 39 (1) : 155-169 . |
| MLA | 胡谍 et al. "合作的收益与风险:发明人外部合作网络对核心技术和颠覆性技术形成的不同影响" . | 管理工程学报 39 . 1 (2025) : 155-169 . |
| APA | 胡谍 , 佘茂艳 , 杨雪 , 魏丽灿 . 合作的收益与风险:发明人外部合作网络对核心技术和颠覆性技术形成的不同影响 . | 管理工程学报 , 2025 , 39 (1) , 155-169 . |
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Green innovation has been attracting much attention from academia and practice, but the influence of religion as an important informal institutional factor has not been fully investigated in existing studies. Taking Chinese listed companies from 2008 to 2019 as a sample, this study attempts to examine the relationship between religious atmosphere and corporate green innovation performance. The empirical results indicate that a religious atmosphere (Buddhism and Taoism as a whole) can significantly improve corporate green innovation performance, particularly high-quality green innovation. The positive association between religion and green innovation performance is attenuated by pervasive formal institutions (i.e., environmental regulation), indicating that there is a substitutive effect between religion and formal institutions. We also find that Taoism mainly supports these results, while Buddhism has a limited impact, showing that there is a heterogeneous effect between different religions. We further find that the positive impact of religious atmosphere on green innovation performance is more pronounced in low-governance enterprises and low-polluting industries. This study contributes to research on the antecedents of corporate green innovation and the consequence of religion, which is of great significance to the value of religion in business practice.
Keyword ：
China China green innovation performance green innovation performance informal institutions informal institutions religious atmosphere religious atmosphere
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| GB/T 7714 | She, Maoyan , Hu, Die , Wang, Zhiwei et al. Does religious atmosphere promote corporate green innovation performance? Evidence from China [J]. | BUSINESS ETHICS THE ENVIRONMENT & RESPONSIBILITY , 2023 , 32 (4) : 1506-1531 . |
| MLA | She, Maoyan et al. "Does religious atmosphere promote corporate green innovation performance? Evidence from China" . | BUSINESS ETHICS THE ENVIRONMENT & RESPONSIBILITY 32 . 4 (2023) : 1506-1531 . |
| APA | She, Maoyan , Hu, Die , Wang, Zhiwei , Zhao, Xuan . Does religious atmosphere promote corporate green innovation performance? Evidence from China . | BUSINESS ETHICS THE ENVIRONMENT & RESPONSIBILITY , 2023 , 32 (4) , 1506-1531 . |
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发明明星作为技术创新人才典范，对他人的创新具有重要影响，即外溢性。然而，学术界对明星外溢性的研究还有待深化。本文以专利发明人为研究对象，利用专利数据对发明明星进行识别和分类，研究不同类型发明明星在技术创新中的外溢性。结果表明不同类型发明明星对与其合作过的非明星发明人后续创新绩效存在差异化的影响。在此基础上，本文对创新管理提出了相关对策建议。
Keyword ：
发明明星 发明明星 外溢性 外溢性 技术创新 技术创新 非明星发明人 非明星发明人
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| GB/T 7714 | 胡谍 , 邓佳欣 , 肖雨奚 . 不同类型发明明星在技术创新中的外溢性研究 [J]. | 决策咨询 , 2022 , 7 (02) : 60-66 . |
| MLA | 胡谍 et al. "不同类型发明明星在技术创新中的外溢性研究" . | 决策咨询 7 . 02 (2022) : 60-66 . |
| APA | 胡谍 , 邓佳欣 , 肖雨奚 . 不同类型发明明星在技术创新中的外溢性研究 . | 决策咨询 , 2022 , 7 (02) , 60-66 . |
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以63家美国医药上市企业和173家中国医药上市企业发明专利为样本,研究企业多维知识搜寻结构与创新质量的关系.结果表明:①不同搜寻结构对企业创新质量的影响存在差异性,尤其是同时沿着多个维度进行远距离知识搜寻能够显著提高企业创新质量;②各维度远距离搜寻对创新质量的影响不同,在中美医药企业之间也存在一定差异;③对美国医药企业而言,知识搜寻的3个维度对创新质量的影响程度依次为认知维度>时间维度>地理维度,而中国医药企业则是认知维度>地理维度>时间维度.
Keyword ：
创新质量 创新质量 外部知识搜寻 外部知识搜寻 多维结构 多维结构
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| GB/T 7714 | 胡谍 , 佘茂艳 , 杨雪 . 企业外部知识搜寻多维结构与创新质量关系研究 [J]. | 科技进步与对策 , 2022 , 39 (4) : 121-130 . |
| MLA | 胡谍 et al. "企业外部知识搜寻多维结构与创新质量关系研究" . | 科技进步与对策 39 . 4 (2022) : 121-130 . |
| APA | 胡谍 , 佘茂艳 , 杨雪 . 企业外部知识搜寻多维结构与创新质量关系研究 . | 科技进步与对策 , 2022 , 39 (4) , 121-130 . |
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| GB/T 7714 | Yang, Xue , Zhang, Hao , Hu, Die et al. The timing dilemma: understanding the determinants of innovative startups' patent collateralization for loans (August, 10.1007/s11187-022-00645-2, 2022) [J]. | SMALL BUSINESS ECONOMICS , 2022 , 60 (1) : 405-407 . |
| MLA | Yang, Xue et al. "The timing dilemma: understanding the determinants of innovative startups' patent collateralization for loans (August, 10.1007/s11187-022-00645-2, 2022)" . | SMALL BUSINESS ECONOMICS 60 . 1 (2022) : 405-407 . |
| APA | Yang, Xue , Zhang, Hao , Hu, Die , Wu, Bingde . The timing dilemma: understanding the determinants of innovative startups' patent collateralization for loans (August, 10.1007/s11187-022-00645-2, 2022) . | SMALL BUSINESS ECONOMICS , 2022 , 60 (1) , 405-407 . |
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The expanding practice of accepting patents as collateral for loans has increasingly caught academic attention and the value of a patent has been verified as an important determinant. In this paper, we focus on validity and uncertainty in the context of innovative startups' patent pledge valuation, arguing that their interplay poses a timing dilemma to lenders. Our empirical tests utilized a database of Chinese innovative startups and their patents for the period 2008-2015. Using patent age as a proxy for time, our findings demonstrate that timing dynamically influences the collateralization potential of a patent. The results also suggest that lenders can use information cues from third parties, such as venture capital backing from the market and high-tech certification from the government, to cope with this timing dilemma, however in different ways. Thus, we advance existing literature on startups' debt financing by expanding the range of patent collateralization determinants to include dynamic multilevel factors. Plain English Summary The timing dilemma in innovative startups' patent collateralization for loans: the dynamically changing likelihood of a patent being accepted as loan collateral and different roles of information cues from third parties in coping with this dilemma. This study theorizes a timing dilemma that lenders confront when weighting in patents' validity legal lifetime and the uncertainty of patent valuation for innovative startups proposing patents as loan collaterals. Using a unique panel dataset of Chinese startups and their granted patents, multilevel analyses supported a dynamic view and showed that the age of a valid patent has an inverted U-shaped relationship with the likelihood of this patent being accepted as loan collateral. Being invested by venture capital or certificated as high-tech enterprise by government can accelerate acceptance by lenders. Thus, the principal implication of this study is that small innovative businesses should actively seek to obtain government certification and venture capital investments because this will not only improve their legitimacy and help them obtain equity financing but may also help them obtain more capital from debt investors through using patents as loan collaterals.
Keyword ：
Government certification Government certification Patent collateralization Patent collateralization Patent pledge Patent pledge Venture capital Venture capital
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| GB/T 7714 | Yang, Xue , Zhang, Hao , Hu, Die et al. The timing dilemma: understanding the determinants of innovative startups' patent collateralization for loans [J]. | SMALL BUSINESS ECONOMICS , 2022 , 60 (1) : 371-403 . |
| MLA | Yang, Xue et al. "The timing dilemma: understanding the determinants of innovative startups' patent collateralization for loans" . | SMALL BUSINESS ECONOMICS 60 . 1 (2022) : 371-403 . |
| APA | Yang, Xue , Zhang, Hao , Hu, Die , Wu, Bingde . The timing dilemma: understanding the determinants of innovative startups' patent collateralization for loans . | SMALL BUSINESS ECONOMICS , 2022 , 60 (1) , 371-403 . |
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Drawing on signaling theory, peer effect, and the awareness-motivation-capability (AMC) framework, we examine the role of strategic emerging industries (SEI) firms in raising the awareness and motivation of non-SEI firms' R&D activities, including gaining government R&D subsidies and adopting internal R&D investment, while considering the moderate effect of non-SEI firms' capability factor. Based on the data of Chinese listed firms from SEI and non-SEI, the empirical results reveal that (a) the number of SEI firms funded by government R&D has an inverted U-shape relationship with the amount that non-SEI firms gain from government R&D subsidies, and has a positive relationship with the investment of non-SEI firms on internal R&D. (b) The financial performance of SEI firms funded by government R&D motivates non-SEI firms to gain government R&D subsidies and invest in internal R&D. (c) These relationships are strengthened by the relative scale of the non-SEI firms.
Keyword ：
AMC framework AMC framework government R&D subsidies government R&D subsidies internal R&D investment internal R&D investment peer effect peer effect signal theory signal theory Strategic emerging industries Strategic emerging industries
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| GB/T 7714 | Hu, Die , Wang, Zhiwei , Hu, Huifang . How do firms in strategic emerging industries influence their peers' innovation strategies? [J]. | ECONOMIC RESEARCH-EKONOMSKA ISTRAZIVANJA , 2021 . |
| MLA | Hu, Die et al. "How do firms in strategic emerging industries influence their peers' innovation strategies?" . | ECONOMIC RESEARCH-EKONOMSKA ISTRAZIVANJA (2021) . |
| APA | Hu, Die , Wang, Zhiwei , Hu, Huifang . How do firms in strategic emerging industries influence their peers' innovation strategies? . | ECONOMIC RESEARCH-EKONOMSKA ISTRAZIVANJA , 2021 . |
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Although teamwork shows stronger innovation ability than individuals and this advantage has been increasing over time, the negative effects of larger teams also appear as the number of inventor members increases. This study discusses the double-edged sword role of inventor teams in innovation quality at two extremes: the high quality and the low quality. We argue that, inventor team size influences innovation quality because diversity works in the evolutionary process of innovation, but different types of diversity play distinct moderating roles in these relationships. Using patent data from the US pharmaceutical industry, empirical results show that there is an inverted U-shape relationship between inventor team size and high-quality innovation, and a negative relationship between inventor team size and low-quality innovation. These relationships are moderated at different degree by technological and geographic diversity. Our findings contribute to existing literature of innovation and also provide meaningful implications for innovation management.
Keyword ：
collaboration collaboration diversity diversity high-quality innovation high-quality innovation inventor team size inventor team size low-quality innovation low-quality innovation
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| GB/T 7714 | Hu, Die , She, Maoyan , Ye, Lingfeng et al. The more the merrier? Inventor team size, diversity, and innovation quality [J]. | SCIENCE AND PUBLIC POLICY , 2021 , 48 (4) : 508-520 . |
| MLA | Hu, Die et al. "The more the merrier? Inventor team size, diversity, and innovation quality" . | SCIENCE AND PUBLIC POLICY 48 . 4 (2021) : 508-520 . |
| APA | Hu, Die , She, Maoyan , Ye, Lingfeng , Wang, Zhiwei . The more the merrier? Inventor team size, diversity, and innovation quality . | SCIENCE AND PUBLIC POLICY , 2021 , 48 (4) , 508-520 . |
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Drawing from signaling theory in information economics, this study investigates the mechanism of the government research and development (R&D) subsidies grants by emphasizing the role of the top management team (TMT) characteristics in the context of China. Specifically, we argue that TMT characteristics can serve as valid signals by conveying legitimacy to reduce information asymmetry between firms and governments, which subsequently affect governments' decisions to grant R&D subsidies. We test the hypotheses using data from Chinese listed firms between 2008 and 2019. The findings indicate that age, tenure, diversity in functional backgrounds, or team size of enterprises' top managers are positively associated with the amount of government R&D subsidies granted. This positive effect is more pronounced in regions with a lower marketization level. This study contributes to the existing literature on R&D subsidies, and offers insights to both policymakers and firm managers.
Keyword ：
China China Government R&D subsidies Government R&D subsidies Information asymmetry Information asymmetry Signaling theory Signaling theory TMT characteristics TMT characteristics
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| GB/T 7714 | She, Maoyan , Hu, Die , Wang, Yuandi et al. How do top management team characteristics affect government R&D subsidy grants? Evidence from an information economics perspective [J]. | ASIAN BUSINESS & MANAGEMENT , 2021 , 22 (1) : 330-353 . |
| MLA | She, Maoyan et al. "How do top management team characteristics affect government R&D subsidy grants? Evidence from an information economics perspective" . | ASIAN BUSINESS & MANAGEMENT 22 . 1 (2021) : 330-353 . |
| APA | She, Maoyan , Hu, Die , Wang, Yuandi , Li, Li . How do top management team characteristics affect government R&D subsidy grants? Evidence from an information economics perspective . | ASIAN BUSINESS & MANAGEMENT , 2021 , 22 (1) , 330-353 . |
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Previous studies have investigated the factors that influence firms' decision engaging in government innovation programme, but some important horizontal factors have been largely ignored, such as the effect from industry peers. Based on signal theory and expectancy theory, this paper studies the role of industry peers who have obtained government R&D subsidies in raising awareness and motivation of other non-funded firms to engage in the same project. Using Chinese listed firms between 2008 and 2016 as the empirical sample, this paper introduces the awareness-motivation-capability (AMC) framework and uses the Logit regression to examine the associations between peer effects and strategy choice. The empirical results indicate that the number of funded firms in an industry and their superior performance have positive impact on non-funded firms to obtain government R&D subsidies, and these relationships are further strengthened by non-funded firms' innovation ability and profitability. This study makes contributions to literature on government R&D subsidies and peer effect by providing a view of imitation behaviour in innovation activities.
Keyword ：
AMC framework AMC framework China China Government R&D subsidies Government R&D subsidies information asymmetries information asymmetries peer effect peer effect
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| GB/T 7714 | She, Maoyan , Hu, Die , Qiu, Lu . Peer effects in government R&D subsidies: evidence from the awareness-motivation-capability perspective [J]. | ASIAN JOURNAL OF TECHNOLOGY INNOVATION , 2021 . |
| MLA | She, Maoyan et al. "Peer effects in government R&D subsidies: evidence from the awareness-motivation-capability perspective" . | ASIAN JOURNAL OF TECHNOLOGY INNOVATION (2021) . |
| APA | She, Maoyan , Hu, Die , Qiu, Lu . Peer effects in government R&D subsidies: evidence from the awareness-motivation-capability perspective . | ASIAN JOURNAL OF TECHNOLOGY INNOVATION , 2021 . |
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